🛡️ KYC & Due Diligence Policy

Turing Complete Solutions Limited

At Turing Complete Solutions Limited (“Turing”), we are committed to maintaining the highest standards of integrity, transparency, and accountability in all our activities.

While Turing is not an FCA-authorised firm and does not handle client funds, provide investment advice, or conduct regulated investment business, we voluntarily follow best-practice KYC (Know Your Client) and AML (Anti–Money Laundering) standards in all introductions and placement activities.

🔍 Our Approach

Turing acts as a placement and introduction specialist, connecting innovative founders with qualified investors.

To ensure that all parties operate transparently and ethically, we perform proportionate due diligence on both investors and issuers before any introduction.

1. Verification of Founders and Raising Companies

Before engaging with a company seeking investment, we:

• Verify the company’s registration and trading status via official registries (e.g. Companies House or international equivalents).

• Confirm the identity of directors and ultimate beneficial owners (UBOs).

• Check for any sanctions, adverse media, or disqualification notices.

• Review business materials to confirm the legitimacy and purpose of the raise.
  
  

2. Verification of Investors

For all potential investors introduced by Turing, we:

• Confirm investor status (institutional, high-net-worth, or self-certified sophisticated investor) in accordance with UK FCA COBS 4.12 standards.

• Request self-certification declarations where applicable.

• Verify identity and proof of address for individual investors.

• Ensure that all investment funds are transferred directly between investor and issuer.
  
  

3. Record-Keeping and Confidentiality

Turing maintains secure records of all due diligence conducted, including identification data, verification outcomes, and correspondence logs.

All data is processed in compliance with UK GDPR and retained only for legitimate business and legal purposes.

🚫 What Turing Does Not Do

• Turing does not handle or receive client money.

• Turing does not make personal investment recommendations.

• Turing does not market investments to the general public.

Our role is limited to professional introductions and coordination between qualified parties.

⚖️ Governance and Oversight

Turing periodically reviews its compliance procedures to align with evolving best practices and UK Money Laundering Regulations (2017).

We encourage all partners and clients to maintain similar high standards of transparency and integrity.

📩 Contact

For any questions about our compliance or due diligence procedures, please contact:

📩  compliance@turingcompletesolutions.com